ELLEN SMITH - 08 Sep 2023 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
Director
Signature
/s/ William D. McCombe as attorney-in-fact for Ellen Smith
Issuer symbol
VLDX
Transactions as of
08 Sep 2023
Net transactions value
$0
Form type
4
Filing time
11 Sep 2023, 18:47:23 UTC
Previous filing
28 Jun 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +18,136 +20% 108,686 08 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Units Options Exercise $0 -18,136 -25% $0.000000 54,406 08 Sep 2023 Common Stock 18,136 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.