Adrian Keppler - Sep 8, 2023 Form 4 Insider Report for Velo3D, Inc. (VLD)

Role
Director
Signature
/s/ William D. McCombe as attorney-in-fact for Adrian Keppler
Stock symbol
VLD
Transactions as of
Sep 8, 2023
Transactions value $
$0
Form type
4
Date filed
9/11/2023, 06:30 PM
Previous filing
Aug 3, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +15.1K 15.1K Sep 8, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Units Options Exercise $0 -15.1K -24.98% $0.00 45.4K Sep 8, 2023 Common Stock 15.1K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement for no consideration.
F2 The RSUs shall vest as to 25% of the total grant quarterly, commencing September 8, 2023, with the remainder of grant vesting on each subsequent December 8, 2023, March 8, 2024, and June 8, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date.