Edward J. Zoiss - Sep 5, 2023 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Signature
By: /s/ John C. Scarborough Jr., Attorney-in-Fact For: Edward J. Zoiss
Stock symbol
LHX
Transactions as of
Sep 5, 2023
Transactions value $
-$2,136,196
Form type
4
Date filed
9/7/2023, 04:35 PM
Previous filing
Mar 2, 2023
Next filing
Nov 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Options Exercise $1.62M +17.8K +55.76% $90.84 49.7K Sep 5, 2023 Direct F1
transaction LHX Common Stock, Par Value $1.00 Sale -$3.09M -17.8K -35.8% $173.62 31.9K Sep 5, 2023 Direct F2
transaction LHX Common Stock, Par Value $1.00 Options Exercise $1.47M +12.3K +38.46% $119.66 44.2K Sep 5, 2023 Direct
transaction LHX Common Stock, Par Value $1.00 Sale -$2.13M -12.3K -27.78% $173.64 31.9K Sep 5, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -17.8K -100% $0.00* 0 Sep 5, 2023 Common Stock, Par Value $1.00 17.8K $90.84 Direct
transaction LHX Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -12.3K -100% $0.00* 0 Sep 5, 2023 Common Stock, Par Value $1.00 12.3K $119.66 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Includes 71.25 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 6/30/2023.
F2 Reflects the weighted average sale price (prices actually received ranged from $172.40 to $176.77). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 Reflects the weighted average sale price (prices actually received ranged from $172.47 to $176.75). The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney