Robert Alexander - Sep 5, 2023 Form 4 Insider Report for Allakos Inc. (ALLK)

Role
Chief Executive Officer, Director
Signature
/s/ H. Baird Radford, III, by power of attorney
Stock symbol
ALLK
Transactions as of
Sep 5, 2023
Transactions value $
-$84,569
Form type
4
Date filed
9/7/2023, 04:30 PM
Previous filing
Jun 5, 2023
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Tax liability -$84.6K -28.1K -2.83% $3.01 966K Sep 5, 2023 Direct F1, F2, F3
holding ALLK Common Stock 320K Sep 5, 2023 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy the tax withholding obligations by the Reporting Person in connection with the vesting of RSUs.
F2 Includes 3,000 shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan.
F3 Includes 33,673 shares received on August 16, 2023, as a pro-rata in-kind distribution of Common Stock of the Issuer by Alta Partners VIII, LP (AP VIII), without consideration, to the reporting person as a non-managing member of AP VIII.
F4 The shares are held by Mr. Alexander and Stacey Lee Alexander, as Trustees of the Alexander 2018 Irrevocable Descendants' Trust.