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Signature
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/s/ Kathleen Scott, Attorney-in-Fact
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Stock symbol
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SPRY
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Transactions as of
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Sep 1, 2023
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Transactions value $
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-$643,520
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Form type
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4
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Date filed
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9/5/2023, 08:04 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SPRY |
Common Stock |
Options Exercise |
$3.81K |
+3K |
+1.42% |
$1.27* |
213K |
Sep 1, 2023 |
Direct |
|
transaction |
SPRY |
Common Stock |
Options Exercise |
$123K |
+97K |
+45.47% |
$1.27* |
310K |
Sep 1, 2023 |
Direct |
|
transaction |
SPRY |
Common Stock |
Sale |
-$771K |
-100K |
-32.22% |
$7.71 |
210K |
Sep 1, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SPRY |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-3K |
-100% |
$0.00* |
0 |
Sep 1, 2023 |
Common Stock |
3K |
$1.27 |
Direct |
F3 |
transaction |
SPRY |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-97K |
-63.72% |
$0.00 |
55.2K |
Sep 1, 2023 |
Common Stock |
97K |
$1.27 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: