Dan Wolterman - 01 Sep 2023 Form 4 Insider Report for NUVASIVE INC

Role: Director
Signature: /s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Daniel J. Wolterman
Issuer symbol: N/A
Transactions as of: 01 Sep 2023
Net transactions value: $0
Form type: 4
Filing time: 05 Sep 2023, 17:06:55 UTC
Previous filing: 12 Jun 2023
Next filing: 30 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Date	Underlying Class	Amount	Ownership	Footnotes
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-2,644	-100%	$0.000000^*	01 Sep 2023	Common Stock	2,644	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-4,230	-100%	$0.000000^*	01 Sep 2023	Common Stock	4,230	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-2,822	-100%	$0.000000^*	01 Sep 2023	Common Stock	2,822	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-2,130	-100%	$0.000000^*	01 Sep 2023	Common Stock	2,130	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-3,230	-100%	$0.000000^*	01 Sep 2023	Common Stock	3,230	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-2,577	-100%	$0.000000^*	01 Sep 2023	Common Stock	2,577	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-3,095	-100%	$0.000000^*	01 Sep 2023	Common Stock	3,095	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-2,702	-100%	$0.000000^*	01 Sep 2023	Common Stock	2,702	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-3,788	-100%	$0.000000^*	01 Sep 2023	Common Stock	3,788	Direct	F1, F2
transaction	NUVA	Restricted Stock Unit	Disposed to Issuer	$0	-4,816	-100%	$0.000000^*	01 Sep 2023	Common Stock	4,816	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dan Wolterman is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Represented a contingent right to receive one share of the Issuer's common stock upon vesting.
F2	Pursuant to the Agreement and Plan of Merger, dated as of February 8, 2023 (the "Merger Agreement"), by and among the Issuer, Globus Medical, Inc. ("Globus") and Zebra Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Globus. At the effective time of the merger, each restricted stock unit award became fully vested and was cancelled and converted automatically into the right to receive 0.75 shares of Class A common stock of Globus, par value $0.001 per share, and cash in lieu of fractional shares, in respect of each share of Issuer common stock underlying such award.

Content

Represented a contingent right to receive one share of the Issuer's common stock upon vesting.

Pursuant to the Agreement and Plan of Merger, dated as of February 8, 2023 (the "Merger Agreement"), by and among the Issuer, Globus Medical, Inc. ("Globus") and Zebra Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer continuing as a wholly owned subsidiary of Globus. At the effective time of the merger, each restricted stock unit award became fully vested and was cancelled and converted automatically into the right to receive 0.75 shares of Class A common stock of Globus, par value $0.001 per share, and cash in lieu of fractional shares, in respect of each share of Issuer common stock underlying such award.