Douglas J. Sharp - 31 Aug 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2023
Net transactions value
-$279,730
Form type
4
Filing time
05 Sep 2023, 09:55:10 UTC
Previous filing
03 Jul 2023
Next filing
24 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +15,104 +29% $0.000000 66,824 31 Aug 2023 Direct
transaction IVZ Common Shares Tax liability $113,016 -7,099 -11% $15.92 59,725 31 Aug 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +8,731 +15% $0.000000 68,456 31 Aug 2023 Direct
transaction IVZ Common Shares Tax liability $65,336 -4,104 -6% $15.92 64,352 31 Aug 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +13,547 +21% $0.000000 77,899 31 Aug 2023 Direct
transaction IVZ Common Shares Tax liability $101,379 -6,368 -8.2% $15.92 71,531 31 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15,104 -50% $0.000000 15,104 31 Aug 2023 Common Shares 15,104 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -8,731 -33% $0.000000 17,462 31 Aug 2023 Common Shares 8,731 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -13,547 -25% $0.000000 40,642 31 Aug 2023 Common Shares 13,547 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.