Key facts
- This page summarizes Douglas J. Sharp's Form 4 filing for Invesco Ltd. (IVZ).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Sep 2023, 09:55.
Douglas J. Sharp - 31 Aug 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)
- Reporting relationship
- Senior Managing Director
- Issuer ticker
- IVZ
- Reported as of
- 31 Aug 2023
- Net transaction value
- -$279,730
- SEC form
- 4
- Accepted by SEC
- 05 Sep 2023, 09:55:10 UTC
- Prior SEC filing
- 03 Jul 2023
- Next SEC filing
- 24 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert H. Rigsby, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Douglas J. Sharp filed Form 4 for Invesco Ltd. (IVZ) on 05 Sep 2023.
Change
- Previous filing in this sequence was filed on 03 Jul 2023.
- Current net transaction value: -$279,730.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IVZ
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +15,104
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 66,824
- Date
- 31 Aug 2023
- Ownership
- Direct
IVZ
transaction
Common Shares
Tax liability
- Transaction value
- $113,016
- Shares
- -7,099
- Change %
- -11%
- Price
- $15.92
- Shares after
- 59,725
- Date
- 31 Aug 2023
- Ownership
- Direct
IVZ
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +8,731
- Change %
- +15%
- Price
- $0.000000
- Shares after
- 68,456
- Date
- 31 Aug 2023
- Ownership
- Direct
IVZ
transaction
Common Shares
Tax liability
- Transaction value
- $65,336
- Shares
- -4,104
- Change %
- -6%
- Price
- $15.92
- Shares after
- 64,352
- Date
- 31 Aug 2023
- Ownership
- Direct
IVZ
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +13,547
- Change %
- +21%
- Price
- $0.000000
- Shares after
- 77,899
- Date
- 31 Aug 2023
- Ownership
- Direct
IVZ
transaction
Common Shares
Tax liability
- Transaction value
- $101,379
- Shares
- -6,368
- Change %
- -8.2%
- Price
- $15.92
- Shares after
- 71,531
- Date
- 31 Aug 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IVZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -15,104
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 15,104
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 15,104
- Exercise price
- $0.000000
- Footnotes
- F1, F2
IVZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,731
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 17,462
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 8,731
- Exercise price
- $0.000000
- Footnotes
- F1, F2
IVZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -13,547
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 40,642
- Date
- 31 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 13,547
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
Footnote F2
The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.