Douglas J. Sharp - Aug 31, 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2023
Transactions value $
-$279,730
Form type
4
Date filed
9/5/2023, 09:55 AM
Previous filing
Jul 3, 2023
Next filing
Jan 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +15.1K +29.2% $0.00 66.8K Aug 31, 2023 Direct
transaction IVZ Common Shares Tax liability -$113K -7.1K -10.62% $15.92 59.7K Aug 31, 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +8.73K +14.62% $0.00 68.5K Aug 31, 2023 Direct
transaction IVZ Common Shares Tax liability -$65.3K -4.1K -6% $15.92 64.4K Aug 31, 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +13.5K +21.05% $0.00 77.9K Aug 31, 2023 Direct
transaction IVZ Common Shares Tax liability -$101K -6.37K -8.17% $15.92 71.5K Aug 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15.1K -50% $0.00 15.1K Aug 31, 2023 Common Shares 15.1K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -8.73K -33.33% $0.00 17.5K Aug 31, 2023 Common Shares 8.73K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -13.5K -25% $0.00 40.6K Aug 31, 2023 Common Shares 13.5K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.