Andrew Schlossberg - Aug 31, 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
President and CEO, Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2023
Transactions value $
-$271,563
Form type
4
Date filed
9/5/2023, 09:49 AM
Previous filing
Jul 3, 2023
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +23.7K +3.03% $0.00 805K Aug 31, 2023 Direct
transaction IVZ Common Shares Tax liability -$170K -10.7K -1.33% $15.92 794K Aug 31, 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +14.1K +1.78% $0.00 808K Aug 31, 2023 Direct
transaction IVZ Common Shares Tax liability -$101K -6.37K -0.79% $15.92 802K Aug 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -23.7K -50% $0.00 23.7K Aug 31, 2023 Common Shares 23.7K $0.00 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14.1K -100% $0.00* 0 Aug 31, 2023 Common Shares 14.1K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.