Andrew Schlossberg - 31 Aug 2023 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
President and CEO, Director
Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2023
Net transactions value
-$271,563
Form type
4
Filing time
05 Sep 2023, 09:49:26 UTC
Previous filing
03 Jul 2023
Next filing
01 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +23,698 +3% $0.000000 804,990 31 Aug 2023 Direct
transaction IVZ Common Shares Tax liability $170,153 -10,688 -1.3% $15.92 794,302 31 Aug 2023 Direct
transaction IVZ Common Shares Options Exercise $0 +14,124 +1.8% $0.000000 808,426 31 Aug 2023 Direct
transaction IVZ Common Shares Tax liability $101,410 -6,370 -0.79% $15.92 802,056 31 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -23,698 -50% $0.000000 23,698 31 Aug 2023 Common Shares 23,698 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14,124 -100% $0.000000* 0 31 Aug 2023 Common Shares 14,124 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.