Kristi Hummel - Aug 31, 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role
Director
Signature
/s/ Brian Knaley, by power of attorney on behalf of Kristi Hummel
Stock symbol
BURU
Transactions as of
Aug 31, 2023
Transactions value $
$0
Form type
4
Date filed
9/1/2023, 05:08 PM
Previous filing
Apr 20, 2023
Next filing
Jan 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Stock Option (right to buy) Award $0 +105K $0.00 105K Aug 31, 2023 Common Stock 105K $0.39 Direct F1
transaction BURU Stock Option (right to buy) Award $0 +18.8K $0.00 18.8K Aug 31, 2023 Common Stock 18.8K $0.39 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.
F2 The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.