| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Common Stock | Options Exercise | $6.39K | +675 | +0.67% | $9.46 | 101K | Aug 30, 2023 | Direct | F1 |
| transaction | LQDT | Common Stock | Sale | -$12.3K | -675 | -0.67% | $18.21 | 101K | Aug 30, 2023 | Direct | |
| transaction | LQDT | Common Stock | Options Exercise | $9.13K | +1.37K | +1.35% | $6.69 | 102K | Aug 30, 2023 | Direct | F2 |
| transaction | LQDT | Common Stock | Sale | -$9.14K | -490 | -0.48% | $18.66 | 102K | Aug 30, 2023 | Direct | F3 |
| transaction | LQDT | Common Stock | Sale | -$242K | -13.3K | -13.11% | $18.15 | 88.3K | Aug 30, 2023 | Direct | |
| transaction | LQDT | Common Stock | Options Exercise | $0 | +10.7K | +12.08% | $0.00 | 99K | Sep 1, 2023 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -2.01K | -10.52% | $0.00 | 17.1K | Aug 30, 2023 | Common Stock | 2.01K | $9.46 | Direct | F2, F5 |
| transaction | LQDT | Stock Option Grant | Options Exercise | $0 | -1.37K | -28.58% | $0.00 | 3.41K | Aug 30, 2023 | Common Stock | 1.37K | $6.69 | Direct | F2, F8 |
| transaction | LQDT | Restricted Stock Unit Grant | Options Exercise | $0 | -18.8K | -100% | $0.00* | 0 | Sep 1, 2023 | Common Stock | 18.8K | Direct | F6, F10 | |
| holding | LQDT | Restricted Stock Unit Grant | 4.35K | Aug 30, 2023 | Common Stock | 4.35K | Direct | F6, F7 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 3.43K | Aug 30, 2023 | Common Stock | 3.43K | Direct | F6, F9 | ||||||
| holding | LQDT | Stock Option Grant | 12.4K | Aug 30, 2023 | Common Stock | 12.4K | $22.20 | Direct | F11 | |||||
| holding | LQDT | Stock Option Grant | 12.4K | Aug 30, 2023 | Common Stock | 12.4K | $22.20 | Direct | F12 | |||||
| holding | LQDT | Restricted Stock Unit Grant | 14K | Aug 30, 2023 | Common Stock | 14K | Direct | F6, F13 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 10.5K | Aug 30, 2023 | Common Stock | 10.5K | Direct | F6, F14 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14K | Aug 30, 2023 | Common Stock | 14K | Direct | F6, F15 | ||||||
| holding | LQDT | Restricted Stock Unit Grant | 14K | Aug 30, 2023 | Common Stock | 14K | Direct | F6, F16 | ||||||
| holding | LQDT | Stock Option Grant | 11.2K | Aug 30, 2023 | Common Stock | 11.2K | $14.00 | Direct | F11 | |||||
| holding | LQDT | Stock Option Grant | 11.2K | Aug 30, 2023 | Common Stock | 11.2K | $14.00 | Direct | F17 |
| Id | Content |
|---|---|
| F1 | The reporting person exercised 2,010 stock options; 1,335 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 675 shares were acquired by the reporting person. |
| F2 | Represents the exercise of stock options. |
| F3 | The reporting person surrendered 490 shares with a market value of $9,143.30 to the issuer to pay the cost and related taxes associated with the exercise of the 1,365 options described above. |
| F4 | Represents the net issuance of 10,668 shares from the vesting of 18,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 8,082 shares. |
| F5 | 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| F6 | Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. |
| F7 | Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| F8 | 12/48th of this option grant vested on January 1, 2021 and, thereafter, 1/48th of the option grant vests each month for thirty-six months. |
| F9 | Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| F10 | This restricted stock unit grant fully vested on September 1, 2023. |
| F11 | These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| F12 | 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| F13 | These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |
| F14 | Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |
| F15 | These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| F16 | Twenty-five percent of this grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. |
| F17 | 12/48th of these options will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |