Megan Anne Cash - 31 Aug 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Principal Fin. & Acctg Officer
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Megan Anne Cash
Issuer symbol
RBA
Transactions as of
31 Aug 2023
Net transactions value
-$333,909
Form type
4
Filing time
31 Aug 2023, 17:42:59 UTC
Previous filing
11 Aug 2023
Next filing
15 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $74,696 +2,186 $34.17 2,186 31 Aug 2023 Direct
transaction RBA Common Shares Sale $135,051 -2,186 -100% $61.78 0 31 Aug 2023 Direct
transaction RBA Common Shares Options Exercise $159,556 +4,722 $33.79 4,722 31 Aug 2023 Direct
transaction RBA Common Shares Sale $291,725 -4,722 -100% $61.78 0 31 Aug 2023 Direct
transaction RBA Common Shares Options Exercise $271,800 +6,688 $40.64 6,688 31 Aug 2023 Direct
transaction RBA Common Shares Sale $413,185 -6,688 -100% $61.78 0 31 Aug 2023 Direct
holding RBA Common Shares 637 31 Aug 2023 Employee Stock Purchase Plan
holding RBA Common Shares 3,707 31 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -2,186 -50% $0.000000 2,186 31 Aug 2023 Common Shares 2,186 $34.17 Direct F1
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -4,722 -50% $0.000000 4,722 31 Aug 2023 Common Shares 4,722 $33.79 Direct F2
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -6,688 -50% $0.000000 6,688 31 Aug 2023 Common Shares 6,688 $40.64 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on August 7, 2018 and vests in three equal annual installments beginning March 15, 2019.
F2 The option was granted on March 7, 2019 and vests in three equal annual installments beginning March 7, 2020.
F3 he option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.