Tim Hwang - Aug 28, 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chairman, Chief Executive Officer and Director, Director, 10%+ Owner
Signature
/s/ Todd Aman, Attorney-in-Fact
Stock symbol
NOTE
Transactions as of
Aug 28, 2023
Transactions value $
-$917,372
Form type
4
Date filed
8/30/2023, 04:15 PM
Previous filing
Aug 2, 2023
Next filing
Sep 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale -$772K -332K -9.09% $2.32 3.32M Aug 28, 2023 See Footnte F1, F2
transaction NOTE Class A Common Stock Sale -$146K -64.7K -1.95% $2.25 3.26M Aug 29, 2023 See Footnte F2, F3
holding NOTE Class A Common Stock 49.3K Aug 28, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2 These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3 The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.295. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Remarks:

Chairman, Chief Executive Officer and Director