Sandy Macrae - 25 Aug 2023 Form 4 Insider Report for SANGAMO THERAPEUTICS, INC (SGMO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Aug 2023, 16:13:44 UTC
Prior SEC filing
30 May 2023
Next SEC filing
28 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Alexander D. Macrae, by /s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Sandy Macrae filed Form 4 for SANGAMO THERAPEUTICS, INC (SGMO) on 29 Aug 2023.

Key facts

  • This page summarizes Sandy Macrae's Form 4 filing for SANGAMO THERAPEUTICS, INC (SGMO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Aug 2023, 16:13.

Change

  • Previous filing in this sequence was filed on 30 May 2023.
  • Current net transaction value: -$8,016.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SGMO transaction

Common Stock

Tax liability

Transaction value
$8,016
Shares
-10,411
Change %
-1.7%
Price
$0.7700
Shares after
602,887
Date
25 Aug 2023
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares underlying the portion of a restricted stock unit ("RSU") grant that vested on August 25, 2023, which were surrendered by the Reporting Person solely for mandatory tax withholding purposes using the Issuer's closing stock price on August 25, 2023 of $0.77/share, pursuant to the terms of the Issuer's Amended and Restated 2018 Equity Incentive Plan, as amended (the "2018 EIP"). This required tax withholding transaction is deemed to constitute a disposition of these shares to the Issuer for reporting purposes and does not represent a discretionary trade by the Reporting Person in the open market or otherwise.

Footnote F2

Includes: (a) 10,589 shares resulting from the August 25, 2023 vesting installment of the Reporting Person's February 25, 2022 RSU grant, and the remaining 126,000 shares will vest in successive equal quarterly installments through February 25, 2025, (b) 46,134 shares subject to the Reporting Person's February 25, 2021 RSU grant that will vest in one final installment on February 25, 2024 and (c) 157,300 shares subject to Reporting Person's February 24, 2023 RSU grant that will vest as to one-quarter (1/4) of the shares on the first anniversary of the grant date, and the remainder of the shares will vest in 8 successive equal quarterly installments thereafter. The vesting of all such RSU grants is subject to the Reporting Person's Continuous Service (as defined in the 2018 EIP) through each such date and subject to acceleration as provided in the 2018 EIP.

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