Florence Neubauer - Aug 14, 2023 Form 3 Insider Report for Zevia PBC (ZVIA)

Signature
/s/ Lorna R. Simms, Attorney-in-Fact for Florence Neubauer
Stock symbol
ZVIA
Transactions as of
Aug 14, 2023
Transactions value $
$0
Form type
3
Date filed
8/24/2023, 04:28 PM
Next filing
Oct 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ZVIA Class A Common Stock 35.3K Aug 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ZVIA Stock Option (Right to Buy) Aug 14, 2023 Class A Common Stock 16.5K $4.60 Direct F2
holding ZVIA Stock Option (Right to Buy) Aug 14, 2023 Class A Common Stock 40.7K $3.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 35,250 restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 10,870 RSUs begin vesting in 1/4 increments on each anniversary of October 6, 2023 and are settled within 30 days following each vesting date. 24,380 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2024 and are settled within 30 days following each vesting date.
F2 Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of October 6, 2023.
F3 Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2024.