Martha A. Tirinnanzi - Aug 21, 2023 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role
Director
Signature
/s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol
ICE
Transactions as of
Aug 21, 2023
Transactions value $
-$56,326
Form type
4
Date filed
8/23/2023, 04:54 PM
Previous filing
Aug 18, 2023
Next filing
May 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICE Common Stock Sale -$56.3K -496 -14.7% $113.56 2.88K Aug 21, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of May 17, 2023.
F2 The common stock number referred in Table 1 is an aggregate number and represents 842 shares of common stock and 2,036 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2024.