Yekaterina Chudnovsky - Aug 22, 2023 Form 3 Insider Report for Immix Biopharma, Inc. (IMMX)

Role: Director, 10%+ Owner
Signature: /s/ Yekaterina Chudnovsky
Stock symbol: IMMX
Transactions as of: Aug 22, 2023
Transactions value $: $0
Form type: 3
Date filed: 8/23/2023, 04:26 PM
Previous filing: Jun 12, 2023
Next filing: Dec 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	IMMX	Common Stock						3.24M	Aug 22, 2023	Held by GKCC, LLC	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	IMMX	Pre-Funded Common Stock Purchase Warrant							Aug 22, 2023	Common Stock	1.91M	$0.00	Held by GKCC, LLC	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Yekaterina (Katie) Chudnovsky is the sole member and manager of GKCC, LLC and may be deemed to beneficially own the shares held by GKCC, LLC.
F2	The Pre-Funded Warrants are immediately exercisable by GKCC, LLC at an exercise price of $0.0001 per Pre-Funded Warrant share, subject to the terms and provisions set forth in that certain Pre-Funded Warrant to Purchase Common Stock, dated August 22, 2023. The Pre-Funded Warrants have no expiration date.