-
Signature
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Ashran Jen, as Attorney-in-Fact for Liam K. Griffin
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Stock symbol
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SWKS
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Transactions as of
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Aug 17, 2023
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Transactions value $
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-$349,035
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Form type
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4
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Date filed
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8/18/2023, 06:30 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SWKS |
Common Stock |
Options Exercise |
$1.03M |
+13.2K |
+25.14% |
$77.66 |
65.8K |
Aug 17, 2023 |
Direct |
F1 |
| transaction |
SWKS |
Common Stock |
Sale |
-$1.38M |
-13.2K |
-20.09% |
$104.08 |
52.5K |
Aug 17, 2023 |
Direct |
F1, F2 |
| holding |
SWKS |
Common Stock |
|
|
|
|
|
35.9K |
Aug 17, 2023 |
By GRAT |
|
| holding |
SWKS |
Common Stock |
|
|
|
|
|
13K |
Aug 17, 2023 |
By 401(k) plan |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SWKS |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-13.2K |
-100% |
$0.00* |
0 |
Aug 17, 2023 |
Common Stock |
13.2K |
$77.66 |
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: