David Francis Melbourne JR - Aug 14, 2023 Form 3 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role: President
Signature: /s/ David A. Frank, Name: David A. Frank, attorney in-fact
Stock symbol: AQB
Transactions as of: Aug 14, 2023
Transactions value $: $0
Form type: 3
Date filed: 8/18/2023, 05:14 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AQB	Common Stock						107K	Aug 14, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	15K	$2.12	Direct	F1
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	15K	$2.47	Direct	F2
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	12.8K	$1.88	Direct	F3
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	5.16K	$6.72	Direct	F4
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	20.2K	$1.52	Direct	F5
holding	AQB	Options to Purchase Common Stock							Aug 14, 2023	Common Stock	70.1K	$0.36	Direct	F6
holding	AQB	Restricted Stock							Aug 14, 2023	Common Stock	7.68K	$0.00	Direct	F7
holding	AQB	Restricted Stock							Aug 14, 2023	Common Stock	29.4K	$0.00	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Options to purchase common stock were granted on 06/17/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
F2	Options to purchase common stock were granted on 01/02/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
F3	Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
F4	Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
F5	Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
F6	Options to purchase common stock were issued 06/14/2023, pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest on 03/09/2026.
F7	Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 7,678 shares immediately, with an additional 7,678 vested 03/14/23, and the final 7,677 vesting 2 years after the date of grant.
F8	Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vested 14,717 shares immediately, with an additional 14,717 vesting 1 year after the grant, and the final 14,717 vesting 2 years after the date of grant.