Charles N. York II - 15 Aug 2023 Form 4 Insider Report for Day One Biopharmaceuticals, Inc. (DAWN)

Role
COO, CFO and Secretary
Signature
/s/ Charles N. York II
Issuer symbol
DAWN
Transactions as of
15 Aug 2023
Net transactions value
-$12,779
Form type
4
Filing time
17 Aug 2023, 19:02:23 UTC
Previous filing
17 May 2023
Next filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DAWN Common Stock Options Exercise +1,375 +0.52% 266,173 15 Aug 2023 Direct F1
transaction DAWN Common Stock Options Exercise +2,250 +0.85% 268,423 15 Aug 2023 Direct F1
transaction DAWN Common Stock Sale $12,779 -922 -0.34% $13.86 267,501 17 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DAWN Restricted Stock Units Options Exercise $0 -1,375 -10% $0.000000 12,375 15 Aug 2023 Common Stock 1,375 Direct F1, F3
transaction DAWN Restricted Stock Units Options Exercise $0 -2,250 -7.1% $0.000000 29,250 15 Aug 2023 Common Stock 2,250 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
F3 The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.