Paul B. Manning - 16 Aug 2023 Form 4 Insider Report for Taysha Gene Therapies, Inc. (TSHA)

Role
10%+ Owner
Signature
/s/ Kamran Alam, Attorney-in-Fact
Issuer symbol
TSHA
Transactions as of
16 Aug 2023
Net transactions value
+$14,820,000
Form type
4
Filing time
16 Aug 2023, 20:57:08 UTC
Previous filing
24 Jul 2023
Next filing
20 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSHA Common Stock Purchase $14,820,000 +16,466,667 $0.9000 16,466,667 16 Aug 2023 See footnote F1, F2
holding TSHA Common Stock 22,000 16 Aug 2023 See footnote F3
holding TSHA Common Stock 2,091,704 16 Aug 2023 See footnote F4
holding TSHA Common Stock 4,837,407 16 Aug 2023 See footnote F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The change in the total shares held prior to the transactions reported herein reflects a change in form of ownership and, therefore, was not required to be reported pursuant to Section 16.
F2 The shares are held directly by The Paul B. Manning Revocable Trust dated May 10, 2000 (the "Revocable Trust"). The Reporting Person is the trustee of the Revocable Trust and has sole voting and investment power with respect to the shares held by the Revocable Trust.
F3 The shares are held directly by BKB G2 Investments, LLC ("BKB G2"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB G2, and has shared voting and investment power with respect to the shares held by BKB G2.
F4 The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.
F5 The shares are held directly by The PBM 2023 Grantor Retained Annuity Trust (the "Annuity Trust"). The Reporting Person is the trustee of the Annuity Trust and has sole voting and investment power with respect to the shares held by the Annuity Trust.