Stephanie Zapata Moore - Aug 11, 2023 Form 4 Insider Report for Vistra Corp. (VST)

Signature
/s/ Yuki Whitmire, as Attorney-in-Fact
Stock symbol
VST
Transactions as of
Aug 11, 2023
Transactions value $
-$2,496,671
Form type
4
Date filed
8/15/2023, 07:15 PM
Previous filing
Mar 10, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VST Common Stock Options Exercise $1.68M +85.5K +62.08% $19.68 223K Aug 11, 2023 Direct
transaction VST Common Stock Sale -$2.61M -85.5K -38.3% $30.55 138K Aug 11, 2023 Direct F1
transaction VST Common Stock Options Exercise $702K +37.1K +26.95% $18.90 175K Aug 11, 2023 Direct
transaction VST Common Stock Sale -$1.14M -37.1K -21.23% $30.60 138K Aug 11, 2023 Direct F2
transaction VST Common Stock Options Exercise $2.11M +107K +78% $19.68 245K Aug 14, 2023 Direct
transaction VST Common Stock Sale -$3.25M -107K -43.82% $30.22 138K Aug 14, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VST 2018 Employee Stock Option (right to buy) Options Exercise $0 -85.5K -44.32% $0.00 107K Aug 11, 2023 Common Stock 85.5K $19.68 Direct F4, F5
transaction VST 2017 Employee Stock Option (right to buy) Options Exercise $0 -37.1K -100% $0.00* 0 Aug 11, 2023 Common Stock 37.1K $18.90 Direct F6
transaction VST 2018 Employee Stock Option (right to buy) Options Exercise $0 -107K -100% $0.00* 0 Aug 14, 2023 Common Stock 107K $19.68 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2 Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.33, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 The 2018 employee stock options vested in two equal installments beginning April 9, 2022.
F5 This reflects an upward adjustment of 110 shares to include options granted in 2018 that were omitted from the Form 4 filed April 5, 2019 (and subsequent Forms 4s) due to a clerical error.
F6 The 2017 employee stock options vested in three equal installments beginning March 31, 2019.