Sean Murphy - 10 Aug 2023 Form 3 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Role
Chief Financial Officer, Director
Signature
/s/ Sean Murphy
Issuer symbol
TLSI
Transactions as of
10 Aug 2023
Net transactions value
$0
Form type
3
Filing time
14 Aug 2023, 19:19:41 UTC
Previous filing
15 Aug 2022
Next filing
14 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TLSI Common Stock 357,535 10 Aug 2023 By Murphy Family Trust 2012 F1, F2
holding TLSI Common Stock 167,732 10 Aug 2023 By Sean E Murphy TTEE U/A 2/4/2004 F1
holding TLSI Common Stock 16,644 10 Aug 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TLSI Employee Stock Option (right to buy) 10 Aug 2023 Common Stock 4,943 $2.43 Direct F1, F4
holding TLSI Employee Stock Option (right to buy) 10 Aug 2023 Common Stock 12,359 $2.43 Direct F1, F5
holding TLSI Employee Stock Option (right to buy) 10 Aug 2023 Common Stock 123,592 $2.43 Direct F1, F6
holding TLSI Employee Stock Option (right to buy) 10 Aug 2023 Common Stock 31,287 $10.30 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein were acquired by the Reporting Person prior to the Reporting Person becoming a director and an executive officer of the Issuer. The Reporting Person was appointed as a director and an executive officer of the Issuer effective immediately after the effective time of the Merger (as defined in that certain Agreement and Plan of Merger, dated as of November 11, 2022, as amended, by and among the Issuer, MTAC Merger Sub, Inc., and TriSalus Operating Life Sciences, Inc.).
F2 The Reporting Person's spouse has voting and investment discretion with respect to the shares held directly by Murphy Family Trust 2012 and thus the Reporting Person may be deemed to have beneficial ownership of the shares held directly by Murphy Family Trust 2012.
F3 Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU Award vest in four equal annual installments commencing on October 5, 2023, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
F4 The shares subject to this stock option vest in 48 equal monthly installments from October 1, 2021, the vesting commencement date, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
F5 The shares subject to this stock option vest in 48 equal monthly installments from January 19, 2022, the vesting commencement date, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
F6 Twenty-five percent of the shares subject to the option vested on July 13, 2023, the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.
F7 The shares subject to this stock option vest in 48 equal monthly installments from May 19, 2023, the vesting commencement date, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.