David Cheung Hyen Chong - 11 Aug 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Executive Vice President -Asia
Signature
/s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached)
Issuer symbol
UEIC
Transactions as of
11 Aug 2023
Net transactions value
+$19,164
Form type
4
Filing time
14 Aug 2023, 18:22:34 UTC
Previous filing
25 May 2023
Next filing
09 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Purchase $9,372 +1,000 +4.1% $9.37 25,634 11 Aug 2023 Direct
transaction UEIC Common Stock Purchase $9,792 +1,000 +3.9% $9.79 26,634 14 Aug 2023 Direct
holding UEIC Common Stock 5,112 11 Aug 2023 See Footnote #1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UEIC Restricted Stock Units 15,276 11 Aug 2023 Common Stock 0 Direct F2, F3
holding UEIC Employee Stock Options (Rt To Buy) 46,230 11 Aug 2023 Common Stock 0 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F2 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F3 The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F4 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6 This figure represents an aggregate number of stock options held by Reporting Person.