Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | TLSI | Common Stock | 1.37M | Aug 10, 2023 | By HW Investment Partners, LLC | F1, F2 | |||||
holding | TLSI | Common Stock | 515K | Aug 10, 2023 | Direct | F1 | |||||
holding | TLSI | Common Stock | 81.8K | Aug 10, 2023 | By Millennium Trust Company, LLC | F1, F3 | |||||
holding | TLSI | Common Stock | 323K | Aug 10, 2023 | By The Kerry Raymond Hicks Dynasty Trust | F1, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TLSI | Stock Option (right to buy) | Aug 10, 2023 | Common Stock | 1.98K | $0.41 | Direct | F1, F5 | ||||||
holding | TLSI | Stock Option (right to buy) | Aug 10, 2023 | Common Stock | 4.94K | $0.41 | Direct | F1, F6 | ||||||
holding | TLSI | Stock Option (right to buy) | Aug 10, 2023 | Common Stock | 12.4K | $2.43 | Direct | F1, F7 | ||||||
holding | TLSI | Stock Option (right to buy) | Aug 10, 2023 | Common Stock | 4.94K | $2.43 | Direct | F1, F8 |
Id | Content |
---|---|
F1 | The securities reported herein were acquired by the Reporting Person prior to the Reporting Person becoming a director of the Issuer. The Reporting Person was appointed as a director of the Issuer effective immediately after the effective time of the Merger (as defined in that certain Agreement and Plan of Merger, dated as of November 11, 2022, as amended, by and among the Issuer, MTAC Merger Sub, Inc., and TriSalus Operating Life Sciences, Inc.). |
F2 | The Reporting Person is a managing member of HW Investment Partners, LLC ("HW Investment") and shares voting and investment discretion with respect to the shares held directly by HW Investment. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
F3 | The shares are held directly by Millennium Trust Company, LLC for which the Reporting Person acts as custodian. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
F4 | The shares are held directly by The Kerry Raymond Hicks Dynasty Trust, for which the Reporting Person serves as trustee. |
F5 | The shares subject to this option shall vest in equal quarterly installments over three years, with 1/12th of the total number of shares subject to the option vesting on each quarterly anniversary of the vesting commencement date, subject to the Reporting Person's continued service with the Issuer on each respective vesting date. |
F6 | The shares subject to this stock option vest in 48 equal monthly installments from the vesting commencement date of March 18, 2021, subject to the Reporting Person's continued service with the Issuer on each respective vesting date. |
F7 | The shares subject to this stock option vest in 48 equal monthly installments from the vesting commencement date of January 19, 2022, subject to the Reporting Person's continued service with the Issuer on each respective vesting date. |
F8 | Twenty-five percent of the shares subject to the option vested on June 17, 2023, the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer on each respective vesting date. |