Harmit J. Singh - Dec 31, 2020 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Executive VP and CFO
Signature
/s/ Priscilla Duncan Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Dec 31, 2020
Transactions value $
$0
Form type
4
Date filed
8/11/2023, 04:17 PM
Previous filing
Apr 21, 2023
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +6.05K +4.85% $0.00 131K Dec 31, 2020 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -6.05K -13.41% $0.00 39.1K Dec 31, 2020 Class A Common Stock 6.05K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Includes 22,222 shares of Class A common stock subject to restricted stock units (RSUs), which were awarded in 2020, 5,556 of which vest on January 27, 2021, 5,555 vest on January 27, 2022, 5,556 vest on January 27, 2023 and 5,556 on January 27, 2024.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 Includes 39,050 shares of Class B common stock subject to RSUs, (i) 18,880 of which were awarded in 2018, 9,440 of which vest on each of January 30, 2021 and January 30, 2022, and (ii) 20,170 of which were awarded in 2019, 6,730 of which vest on January 30, 2021, 6,720 vest on January 30, 2022 and 6,720 vest on January 30, 2023.