Jonathan M. Lyons - 07 Aug 2023 Form 4 Insider Report for Sotera Health Co (SHC)

Role
Sr. Vice President, CFO
Signature
/s/ Jessica L. M. H. Epp, Attorney-in-Fact
Issuer symbol
SHC
Transactions as of
07 Aug 2023
Net transactions value
$0
Form type
4
Filing time
09 Aug 2023, 18:32:42 UTC
Previous filing
06 Jul 2023
Next filing
06 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHC Common Stock, $0.01 par value per share (Common Stock) Award $0 +76,967 $0.000000 76,967 07 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHC Stock Options Award $0 +33,640 $0.000000 33,640 07 Aug 2023 Common Stock 33,640 $16.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities consist of Restricted Stock Units ("RSUs") that were granted on August 7, 2023, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing on August 5, 2024, subject to the Reporting Person's continued service through each such date.
F2 These options were granted on August 7, 2023, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing August 5, 2024, subject to the Reporting Person's continued service through each such date.

Remarks:

The Power of Attorney for Mr. Lyons is filed as an exhibit to the Form 3 filed on July 6, 2023, which is hereby incorporated by reference.