| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Sale | $576,300 | -1,152 | -0.72% | $500.26 | 157,893 | 07 Aug 2023 | Direct | F1, F2, F3 |
| transaction | KLAC | Common Stock | Sale | $1,641,508 | -3,273 | -2.1% | $501.53 | 154,620 | 07 Aug 2023 | Direct | F1, F3, F4 |
| transaction | KLAC | Common Stock | Sale | $1,105,562 | -2,201 | -1.4% | $502.30 | 152,419 | 07 Aug 2023 | Direct | F1, F3, F5 |
| transaction | KLAC | Common Stock | Sale | $2,333,034 | -4,634 | -3% | $503.46 | 147,785 | 07 Aug 2023 | Direct | F1, F3, F6 |
| transaction | KLAC | Common Stock | Sale | $7,572,503 | -15,012 | -10% | $504.43 | 132,773 | 07 Aug 2023 | Direct | F1, F3, F7 |
| transaction | KLAC | Common Stock | Sale | $2,669,364 | -5,282 | -4% | $505.37 | 127,491 | 07 Aug 2023 | Direct | F1, F3, F8 |
| transaction | KLAC | Common Stock | Sale | $1,693,812 | -3,346 | -2.6% | $506.22 | 124,145 | 07 Aug 2023 | Direct | F1, F3, F9 |
| transaction | KLAC | Common Stock | Sale | $50,708 | -100 | -0.08% | $507.08 | 124,045 | 07 Aug 2023 | Direct | F1, F3 |
| holding | KLAC | Common Stock | 9,182 | 07 Aug 2023 | By Trust | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023, as amended on February 15, 2023. |
| F2 | Represents the weighted average sales price for the shares. The sales prices ranged from $499.83 to $500.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F3 | The number of shares of KLA common stock includes 95,708 shares issuable upon vesting of restricted stock units ("RSUs"). |
| F4 | Represents the weighted average sales price for the shares. The sales prices ranged from $500.91 to $501.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F5 | Represents the weighted average sales price for the shares. The sales prices ranged from $501.92 to $502.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F6 | Represents the weighted average sales price for the shares. The sales prices ranged from $502.95 to $503.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F7 | Represents the weighted average sales price for the shares. The sales prices ranged from $503.95 to $504.94. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F8 | Represents the weighted average sales price for the shares. The sales prices ranged from $504.98 to $505.88. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F9 | Represents the weighted average sales price for the shares. The sales prices ranged from $506.05 to $507.02. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. |
| F10 | Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. |