Krystal Putman-Garcia - 01 Aug 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chief Marketing Officer and General Manager of Advocacy
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
01 Aug 2023
Net transactions value
-$1,059
Form type
4
Filing time
08 Aug 2023, 16:10:13 UTC
Previous filing
11 Jul 2023
Next filing
11 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +50,000 +91% $0.000000 104,714 01 Aug 2023 Direct F1
transaction NOTE Class A Common Stock Tax liability $1,059 -331 -0.32% $3.20 104,383 07 Aug 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +50,000 $0.000000 50,000 01 Aug 2023 Class A Common Stock 50,000 $3.26 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. These RSUs vest over three years as follows: One-third (1/3rd) of the RSUs will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.
F2 Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units.
F3 These Stock Options (the "Options") vest over a four year period as follows: One-fourth (1/4th) of the Options will vest upon the one-year anniversary of August 1, 2023, with the remainder vesting ratably each fiscal quarter thereafter.

Remarks:

Chief Marketing Officer and General Manager of Advocacy