Ross Niebergall - 28 Jul 2023 Form 3 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Role
President, Aerojet Rocketdyne
Signature
By:/s/ John C. Scarborough Jr., Attorney-in-Fact For: Ross Niebergall
Issuer symbol
LHX
Transactions as of
28 Jul 2023
Net transactions value
$0
Form type
3
Filing time
07 Aug 2023, 19:46:24 UTC
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LHX Common Stock, Par Value $1.00 14,774 28 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 3,250 $119.66 Direct F1
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 3,004 $163.23 Direct F1
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 17,354 $204.85 Direct F1
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 5,437 $197.73 Direct F1
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 8,895 $181.91 Direct F2
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 6,942 $233.51 Direct F3
holding LHX Non-Qualified Stock Option (Right to Buy) 28 Jul 2023 Common Stock, Par Value $1.00 6,842 $210.15 Direct F4
holding LHX Restricted Stock Units 28 Jul 2023 Common Stock, Par Value $1.00 2,062 $0.000000 Direct F5
holding LHX Restricted Stock Units 28 Jul 2023 Common Stock, Par Value $1.00 1,606 $0.000000 Direct F5
holding LHX Restricted Stock Units 28 Jul 2023 Common Stock, Par Value $1.00 1,785 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase shares of the Issuer's common stock, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F2 Options to purchase shares of the Issuer's common stock, 2,965 of which became exercisable on 2/26/2022, 2,965 of which became exercisable on 2/26/2023 and 2,965 of which become exercisable on 2/26/2024, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F3 Options to purchase shares of the Issuer's common stock, 2,314 of which became exercisable on 2/25/2023, 2,314 of which become exercisable on 2/25/2024 and 2,314 of which become exercisable on 2/25/2025, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F4 Options to purchase shares of the Issuer's common stock, 2,280 of which become exercisable on 2/24/2024, 2,281 of which become exercisable on 2/24/2025 and 2,281 of which become exercisable on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement.
F5 Restricted stock units vest subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney