| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RMCF | Common Stock | Purchase | $866K | +147K | +20.63% | $5.91 | 857K | 03 Aug 2023 | See footnotes | F1, F2 |
| transaction | RMCF | Common Stock | Purchase | $20.1K | +3.4K | +212.5% | $5.91 | 5K | 03 Aug 2023 | Direct | |
| transaction | RMCF | Common Stock | Purchase | $34.5K | +5.93K | +0.69% | $5.82 | 863K | 04 Aug 2023 | See footnotes | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. |
| F2 | In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. |
| F3 | The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. |