Guy Chiarello - 01 Aug 2023 Form 4 Insider Report for FISERV INC (FI)

Reporting relationship: Chief Operating Officer
Issuer ticker: FI
Reported as of: 01 Aug 2023
Net transaction value: -$848,812
SEC form: 4
Accepted by SEC: 02 Aug 2023, 17:25:51 UTC
Prior SEC filing: 06 Jul 2023
Next SEC filing: 05 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Eric C. Nelson (attorney-in-fact)

Key filing fact

Guy Chiarello filed Form 4 for FISERV INC (FI) on 02 Aug 2023.

Key facts

This page summarizes Guy Chiarello's Form 4 filing for FISERV INC (FI).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Aug 2023, 17:25.

Change

Previous filing in this sequence was filed on 06 Jul 2023.
Current net transaction value: -$848,812.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FI transaction

Common Stock

Sale

Transaction value: $848,812
Shares: -6,750
Change %: -3.7%
Price: $125.75
Shares after: 173,856
Date: 01 Aug 2023
Ownership: Direct
Footnotes: F1, F2

FI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 37,381
Date: 01 Aug 2023
Ownership: By Trust
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on March 23, 2023, by the reporting person for estate and financial planning purposes.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $125.30 to $125.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.