Howard S. Jonas - 31 Jul 2023 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Signature
Joyce J. Mason by Power of Attorney
Issuer symbol
RFL
Transactions as of
31 Jul 2023
Net transactions value
$0
Form type
4
Filing time
01 Aug 2023, 13:00:40 UTC
Previous filing
13 Jul 2023
Next filing
07 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class A Common Stock, par value $.01 per share Other $0 +787,163 $0.000000 787,163 31 Jul 2023 Rafael A Partners, L.P. F1
holding RFL Class B Common Stock, par value $.01 per share 3,225,806 31 Jul 2023 By I9 Plus, LLC F2
holding RFL Class B Common Stock, par value $.01 per share 452,130 31 Jul 2023 Direct F3
holding RFL Class B Common Stock, par value $.01 per share 778 31 Jul 2023 Custodial for Daughter (Miriam)
holding RFL Class B Common Stock, par value $.01 per share 98,820 31 Jul 2023 By The Jonas Foundation
holding RFL Class B Common Stock, par value $.01 per share 2,111 31 Jul 2023 By IDT Corporation's 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Eight trusts, each for the benefit of a child of the Reporting Person, with independent trustees, transferred an aggregate of 787,163 shares of Class A common stock to a limited partnership. The Reporting Person is the sole manager of the sole general partner of the limited partnership, and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.
F2 Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.
F3 Consists of 292,555 fully vested restricted shares of stock and 159,575 unvested restricted shares of stock that vest on June 13, 2024.
F4 As of July 31, 2023.