Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AMKR | Common Stock | Gift | $0 | +444K | +10% | $0.00 | 4.88M | Jul 25, 2023 | Direct | F1, F2 |
holding | AMKR | Common Stock | 498K | Jul 25, 2023 | By own 2018 GRAT dtd 2/6/18 | F2, F3, F4 | |||||
holding | AMKR | Common Stock | 12M | Jul 25, 2023 | By trusts (other than GRAT & Rev. Trust) | F3, F4 | |||||
holding | AMKR | Common Stock | 19.5M | Jul 25, 2023 | By Sujochil, LP | F3, F4 | |||||
holding | AMKR | Common Stock | 2.48M | Jul 25, 2023 | By Sujoda Investments, LP | F3, F4, F5 |
Id | Content |
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F1 | On July 25, 2023, the Qualified Annuity Trust under the James J. Kim 2020-1 Annuity Trust Agreement dated 4/1/20 (the "JJK Trust") distributed 443,811 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person. James J. Kim and Susan Y. Kim are co-trustees of the JJK Trust. |
F2 | On April 25, 2023, the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18 (the "JTK Trust") distributed 255,000 shares of the Issuer's Common Stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of the JTK Trust, such distribution was a mere change in the form of ownership from indirect to direct and hence not reportable by the Reporting Person on a Form 4. |
F3 | The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. |
F4 | The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 498,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
F5 | The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person. |
(6)The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.