Susan Y. Kim - Jul 25, 2023 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
/s/ Brian D. Short, Attorney-in-Fact for Susan Y. Kim
Stock symbol
AMKR
Transactions as of
Jul 25, 2023
Transactions value $
$0
Form type
4
Date filed
7/27/2023, 06:00 PM
Previous filing
Jun 28, 2023
Next filing
Jul 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 -444K -50% $0.00 444K Jul 25, 2023 By James J. Kim 2020-1 GRAT dtd 4/1/20 F1, F2, F3, F4
transaction AMKR Common Stock Gift $0 -444K -100% $0.00* 0 Jul 25, 2023 By James J. Kim 2020-1 GRAT dtd 4/1/20 F5
transaction AMKR Common Stock Gift $0 +444K +6.06% $0.00 7.77M Jul 25, 2023 Direct F5
holding AMKR Common Stock 5.12M Jul 25, 2023 By James J. Kim 2023 GRAT dtd. 4/26/23 F2, F3, F4
holding AMKR Common Stock 3.28M Jul 25, 2023 By Agnes C. Kim 2023 GRAT dtd. 4/26/23 F2, F3, F4
holding AMKR Common Stock 1.87M Jul 25, 2023 By James J. Kim 2021 GRAT dtd. 12/15/21 F2, F3, F4
holding AMKR Common Stock 2.66M Jul 25, 2023 By Agnes C. Kim 2020-1 GRAT dtd. 12/16/20 F2, F3, F4
holding AMKR Common Stock 498K Jul 25, 2023 By John T. Kim 2018 GRAT dtd. 2/6/18 F2, F3, F4
holding AMKR Common Stock 7.26M Jul 25, 2023 By trusts (excl. GRATs) F2, F3, F4
holding AMKR Common Stock 3.34M Jul 25, 2023 By own GRATs F2, F3, F4
holding AMKR Common Stock 19.5M Jul 25, 2023 By Sujochil, LP F2, F3, F4
holding AMKR Common Stock 2.48M Jul 25, 2023 By Sujoda Investments, LP F2, F3, F4, F6
holding AMKR Common Stock 8.2M Jul 25, 2023 By LLCs treated as corporations F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 25, 2023, the Qualified Annuity Trust under the James J. Kim 2020-1 Annuity Trust Agreement dated 4/1/20 (the "JJK Trust") distributed 443,811 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to John T. Kim. The Reporting Person and James J. Kim are co-trustees of the JJK Trust.
F2 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F3 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 7,261,498 shares of the Issuer's common stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 13,421,824 shares of the Issuer's common stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,338,298 shares of the Issuer's common stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's common stock,
F4 (Continued from Footnote 3) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's common stock and (vi) as referenced in Footnote 6, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's common stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F5 On July 25, 2023, the JJK Trust distributed 443,811 shares of the Issuer's Common Stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of the JJK Trust, such distribution was a mere change in the form of ownership from indirect to direct and hence voluntarily reported by the Reporting Person on this Form 4.
F6 The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's common stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.

Remarks:

(7) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.