Global Value Investment Corp. - Jul 20, 2023 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
James P. Geygan, Chief Operating Officer
Stock symbol
RMCF
Transactions as of
Jul 20, 2023
Transactions value $
$81,794
Form type
4
Date filed
7/24/2023, 04:03 PM
Previous filing
Jul 20, 2023
Next filing
Jul 26, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $28.7K +4.99K +0.77% $5.74 652K Jul 20, 2023 See footnotes F1, F2, F3
transaction RMCF Common Stock Purchase $3.45K +600 +60% $5.74 1.6K Jul 20, 2023 Direct F1
transaction RMCF Common Stock Purchase $54.5K +9.44K +1.45% $5.77 662K Jul 21, 2023 See footnotes F1, F2, F3
transaction RMCF Common Stock Sale -$4.79K -825 -0.12% $5.80 661K Jul 21, 2023 See footnotes F2, F3, F4
transaction RMCF Common Stock Other +22.9K +3.47% 684K Jul 21, 2023 See footnotes F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2 In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3 In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
F4 The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
F5 As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.