Charles Aubrey Smith III - Jul 19, 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role: Chief Risk Officer
Signature: /s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol: MS
Transactions as of: Jul 19, 2023
Transactions value $: -$1,064,471
Form type: 4
Date filed: 7/21/2023, 04:20 PM
Previous filing: May 26, 2023
Next filing: Jan 19, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MS	Common Stock	Sale	-$518K	-5.6K	-3.94%	$92.41	137K	Jul 19, 2023	Direct	F1
transaction	MS	Common Stock	Tax liability	-$547K	-5.95K	-4.36%	$91.94	131K	Jul 19, 2023	Direct
holding	MS	Common Stock						5.07K	Jul 19, 2023	By 401(k) Plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.41 to $92.421, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.41 to $92.421, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.