James P. Gorman - 19 Jul 2023 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chairman and CEO, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
19 Jul 2023
Net transactions value
-$11,543,286
Form type
4
Filing time
21 Jul 2023, 16:13:44 UTC
Previous filing
05 May 2023
Next filing
26 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Sale $5,750,000 -62,500 -5% $92.00 1,198,845 19 Jul 2023 Direct
transaction MS Common Stock Sale $1,348,426 -14,655 -1.2% $92.01 1,184,190 19 Jul 2023 Direct F1
transaction MS Common Stock Sale $4,398,071 -47,345 -4% $92.89 1,136,845 19 Jul 2023 Direct F2
transaction MS Common Stock Sale $46,789 -500 -0.04% $93.58 1,136,345 19 Jul 2023 Direct F3
holding MS Common Stock 1,932 19 Jul 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.53 to $92.52, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.53 to $93.51, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.55 to $93.59, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.