| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMHI | Common Stock | Sale | -$3.94K | -328 | -0.08% | $12.00 | 423K | Jul 18, 2023 | Direct | F1 |
| transaction | SMHI | Common Stock | Sale | -$8.4K | -700 | -0.17% | $12.00 | 422K | Jul 19, 2023 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sale of 328 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2022. |
| F2 | The reported sale of 700 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2022. |