K. Ram Shriram - 10 Jul 2023 Form 4 Insider Report for Alphabet Inc. (GOOGL)

Role
Director
Signature
/s/ Valentina Margulis, as Attorney-in-Fact for K. Ram Shriram
Issuer symbol
GOOGL
Transactions as of
10 Jul 2023
Net transactions value
-$17,762,727
Form type
4
Filing time
14 Jul 2023, 19:04:09 UTC
Previous filing
06 Jul 2023
Next filing
09 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GOOG Class A Common Stock Sale $2,912,334 -24,976 -68% $116.61 11,628 10 Jul 2023 Direct F1
transaction GOOG Class A Common Stock Sale $717,586 -6,098 -52% $117.68 5,530 10 Jul 2023 Direct F2
transaction GOOG Class A Common Stock Sale $19,629 -166 -3% $118.24 5,364 10 Jul 2023 Direct F3
transaction GOOG Class A Common Stock Sale $996,447 -8,546 -53% $116.60 7,512 10 Jul 2023 By spouse
transaction GOOG Class A Common Stock Sale $260,718 -2,216 -29% $117.65 5,296 10 Jul 2023 By spouse F4
transaction GOOG Class A Common Stock Sale $6,858 -58 -1.1% $118.25 5,238 10 Jul 2023 By spouse
transaction GOOG Class A Common Stock Sale $583,610 -5,005 -0.68% $116.61 729,319 10 Jul 2023 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F1, F5
transaction GOOG Class A Common Stock Sale $143,682 -1,221 -0.17% $117.68 728,098 10 Jul 2023 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F2
transaction GOOG Class A Common Stock Sale $4,020 -34 -0% $118.24 728,064 10 Jul 2023 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F3
transaction GOOG Class A Common Stock Sale $4,500,731 -37,500 -5.2% $120.02 690,564 12 Jul 2023 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust F6
transaction GOOG Class A Common Stock Sale $2,456,953 -21,072 -2.9% $116.60 713,252 10 Jul 2023 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust F7, F8
transaction GOOG Class A Common Stock Sale $642,925 -5,466 -0.77% $117.62 707,786 10 Jul 2023 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust F4
transaction GOOG Class A Common Stock Sale $16,792 -142 -0.02% $118.25 707,644 10 Jul 2023 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust
transaction GOOG Class A Common Stock Sale $4,500,442 -37,500 -5.3% $120.01 670,144 12 Jul 2023 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust F6
holding GOOG Class A Common Stock 265,676 10 Jul 2023 2022 RS Irrevocable Trust UAD 10/28/2022 F9
holding GOOG Class A Common Stock 265,676 10 Jul 2023 2022 VS Irrevocable Trust UAD 10/28/2022 F10
holding GOOG Class C Capital Stock 265,676 10 Jul 2023 2022 RS Irrevocable Trust UAD 10/28/2022
holding GOOG Class C Capital Stock 265,676 10 Jul 2023 2022 VS Irrevocable Trust UAD 10/28/2022
holding GOOG Class C Capital Stock 734,324 10 Jul 2023 Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust
holding GOOG Class C Capital Stock 734,324 10 Jul 2023 Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust
holding GOOG Class C Capital Stock 338,600 10 Jul 2023 By Limited Partnership
holding GOOG Class C Capital Stock 264,280 10 Jul 2023 By Spouse
holding GOOG Class C Capital Stock 346,520 10 Jul 2023 Direct
holding GOOG Class C Google Stock Units 20 10 Jul 2023 Direct F11
holding GOOG Class C Google Stock Units 1,240 10 Jul 2023 Direct F12
holding GOOG Class C Google Stock Units 1,400 10 Jul 2023 Direct F13
holding GOOG Class C Google Stock Units 2,340 10 Jul 2023 Direct F14
holding GOOG Class C Google Stock Units 2,841 10 Jul 2023 Direct F15
holding GOOG Class A Common Stock 337,680 10 Jul 2023 By Limited Partnership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.19 to $117.18, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (6) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $117.23 to $118.22, inclusive.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.24 to $119.23, inclusive.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $117.18 to $118.17, inclusive.
F5 The Reporting Person is trustee and beneficiary of the 2021 RS Irrevocable Trust UAD 9/10/2021.
F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $120.00 to $120.99, inclusive.
F7 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $116.18 to $117.17, inclusive.
F8 The Reporting Person's spouse is trustee and beneficiary of the 2021 VS Irrevocable Trust UAD 9/10/2021.
F9 The Reporting Person is trustee and beneficiary of the 2022 RS Irrevocable Trust UAD 10/28/2022.
F10 The Reporting Person's spouse is trustee and beneficiary of the 2022 VS Irrevocable Trust UAD 10/28/2022.
F11 The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F12 1/48th of GSU grant vested on July 25, 2020 and an additional 1/48th of GSUs will monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F13 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F14 1/48th of GSU grant vested on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
F15 1/48th of GSU grant vested on July 25, 2023 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

Remarks:

All transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 Trading Plans adopted by the Reporting Person and the Reporting Person's spouse on November 30, 2022.