David Brown - 12 Jul 2023 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Role
Chairman and CEO
Signature
/s/ Nina Gupta, attorney-in-fact for Mr. Brown
Issuer symbol
VCTR
Transactions as of
12 Jul 2023
Net transactions value
-$6,783,011
Form type
4
Filing time
14 Jul 2023, 17:36:34 UTC
Previous filing
04 Apr 2023
Next filing
19 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCTR Common Stock Sale $1,947,547 -57,911 -2.5% $33.63 2,219,127 12 Jul 2023 Direct F1, F2
transaction VCTR Common Stock Sale $2,541,670 -75,690 -3.4% $33.58 2,143,437 13 Jul 2023 Direct F1, F3
transaction VCTR Common Stock Sale $2,293,794 -68,146 -3.2% $33.66 2,075,291 14 Jul 2023 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/14/23. The Rule 10b5-1 trading plan, was established as part of the Reporting Person's long-term strategy for estate and tax planning activities over a period of time.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.50 to $33.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.50 to $33.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.50 to $33.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.