Frank C. Sullivan - May 31, 2023 Form 5 Insider Report for RPM INTERNATIONAL INC/DE/ (RPM)

Role
Chairman and CEO, Director
Signature
/s/ Frank C. Sullivan, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission.
Stock symbol
RPM
Transactions as of
May 31, 2023
Transactions value $
$0
Form type
5
Date filed
7/13/2023, 04:43 PM
Previous filing
May 9, 2023
Next filing
Jul 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPM Common Stock, $0.01 par value Gift $0 -10K -0.95% $0.00 1.04M Jun 6, 2022 Direct
transaction RPM Common Stock, $0.01 par value Gift $0 +145 +0.01% $0.00 1.04M Jun 17, 2022 Direct
transaction RPM Common Stock, $0.01 par value Gift $0 -10K -0.96% $0.00 1.03M Dec 14, 2022 Direct F1
holding RPM Common Stock, $0.01 par value 15.6K May 31, 2023 By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
holding RPM Common Stock, $0.01 par value 3K May 31, 2023 As custodian for son
holding RPM Common Stock, $0.01 par value 4.97K May 31, 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RPM Stock Appreciation Rights 1.41M May 31, 2023 Common Stock 1.41M Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.
F2 Approximate number of shares held as of May 31, 2023 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
F3 No transaction is being reported on this line. Reported on previously filed Form 3, Form 4 or Form 5.
F4 Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant.