Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | AXR | Common Shares | 235K | Mar 28, 2022 | Direct | F1 | |||||
holding | AXR | Common Shares | 222K | Mar 28, 2022 | IRA Accounts | F2 | |||||
holding | AXR | Common Shares | 94.1K | Mar 28, 2022 | Trust | F3 | |||||
holding | AXR | Common Shares | 156K | Mar 28, 2022 | Direct | F4 |
Id | Content |
---|---|
F1 | The shares are held by James H. Dahl. |
F2 | The shares are held in two IRA accounts as follows: 196,836 Shares held by IRA FBO James H. Dahl Pershing LLC as Custodian ROTH Conversion Account; and 25,000 Shares held by IRA FBO James H. Dahl Pershing LLC as Custodian. |
F3 | The shares are held by Dahl Family Foundation, Inc. Neither James H. Dahl nor any member of his family have any pecuniary interest in shares held by Dahl Family Foundation, Inc. |
F4 | The shares are held by Rainey E. Lancaster who is a member of a "group" with James H. Dahl for purposes of Section 13(d) of the Exchange Act. |