| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KLAC | Common Stock | Other | $21.2K | +66.4 | +0.29% | $320.07 | 23.3K | Jun 30, 2023 | Direct | F1, F2, F3 |
| transaction | KLAC | Common Stock | Sale | -$31.4K | -66 | -0.28% | $475.30 | 23.2K | Jul 5, 2023 | Direct | F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Purchased under the registrant's employee stock purchase plan. |
| F2 | Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan on June 30, 2023. |
| F3 | The number of shares of KLA common stock includes 19,128 shares issuable upon vesting of restricted stock units ("RSUs"). |
| F4 | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023, as amended on February 24, 2023. |