Paul R. Oldham - 29 Jun 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, CFO
Signature
/s/ Elizabeth K. Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
29 Jun 2023
Net transactions value
-$338,800
Form type
4
Filing time
05 Jul 2023, 10:47:17 UTC
Previous filing
30 May 2023
Next filing
23 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Sale $338,800 -3,080 -8.7% $110.00 32,434 29 Jun 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents 16,413 shares of unvested restricted stock units and 16,021 shares of common stock.