Paul R. Oldham - Jun 29, 2023 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, CFO
Signature
/s/ Elizabeth K. Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Jun 29, 2023
Transactions value $
-$338,800
Form type
4
Date filed
7/5/2023, 10:47 AM
Previous filing
May 30, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Sale -$339K -3.08K -8.67% $110.00 32.4K Jun 29, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents 16,413 shares of unvested restricted stock units and 16,021 shares of common stock.