Morad Elhafed - May 24, 2023 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
/s/ Christopher Schiavo, as Attorney-in-Fact for Morad Elhafed
Stock symbol
CXM
Transactions as of
May 24, 2023
Transactions value $
$0
Form type
4
Date filed
7/3/2023, 04:46 PM
Previous filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CXM Class A Common Stock Gift $0 -26.3K -100% $0.00* 0 May 24, 2023 Direct F1, F2
holding CXM Class A Common Stock 216K May 24, 2023 By Battery Investment Partners Select Fund I, L.P. F3
holding CXM Class A Common Stock 2.18M May 24, 2023 By Battery Ventures Select Fund I, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Gift without consideration.
F2 The securities held by the Reporting Person prior to the transaction reported herein reflect the receipt of securities pursuant to pro rata distributions in kind, effected by Battery Partners IX, LLC ("BP IX") to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person was not required to be reported pursuant to Section 16 by virtue of the exemption from reporting pursuant to Rule 16a-9. Subsequent to the transaction reported hereby, the Reporting Person received additional securities pursuant to pro rata distributions in kind effected by BP IX, which were similarly not required to be reported pursuant to Section 16. As of the date of this filing, the Reporting Person beneficially owns 57,027 shares of Common Stock directly.
F3 Securities held as of the date of this filing by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
F4 Securities held as of the date of this filing by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over these securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.