Ledger Susan St. - Jun 29, 2023 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Jun 29, 2023
Transactions value $
-$150,606
Form type
4
Date filed
6/30/2023, 04:55 PM
Previous filing
Jun 22, 2023
Next filing
Aug 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +6K +14.84% 46.4K Jun 29, 2023 Direct F1
transaction HCP Class A Common Stock Sale -$151K -5.69K -12.27% $26.45 40.7K Jun 30, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units (right to buy) Options Exercise $0 -6K -100% $0.00* 0 Jun 29, 2023 Class A Common Stock 6K Direct F1, F3
transaction HCP Restricted Stock Units (right to buy) Award $0 +6.43K $0.00 6.43K Jun 30, 2023 Class A Common Stock 6.43K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs.
F3 The RSUs vest on the earlier of (i) June 29, 2023 or (ii) the date of the Issuer's next annual meeting of stockholders.
F4 The RSUs vest on the earlier of (i) June 30, 2024 or (ii) the date of the Issuer's next annual meeting of stockholders.