Ned Preston - 26 Jun 2023 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Chief Financial Officer
Signature
/s/ Ned Preston
Issuer symbol
GAIA
Transactions as of
26 Jun 2023
Net transactions value
$0
Form type
4
Filing time
26 Jun 2023, 17:17:41 UTC
Next filing
08 Sep 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Unit Award $0 +152,439 $0.000000 152,439 26 Jun 2023 Class A Common Stock 152,439 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 76,219 RSUs will vest on March 15, 2026 and 76,220 RSUs will vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.