Benjamin A. Horowitz - Jun 21, 2023 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Director
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Jun 21, 2023
Transactions value $
$0
Form type
4
Date filed
6/23/2023, 07:13 PM
Previous filing
Jun 23, 2022
Next filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +2.38K +123.47% $0.00 4.3K Jun 21, 2023 Direct
holding OKTA Class A Common Stock 557K Jun 21, 2023 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -2.38K -100% $0.00* 0 Jun 21, 2023 Class A Common Stock 2.38K Direct F2, F3
transaction OKTA Restricted Stock Units Award $0 +2.82K $0.00 2.82K Jun 22, 2023 Class A Common Stock 2.82K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F2 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3 The RSUs vested in full on June 21, 2023.
F4 The RSUs vest in full on the earlier of June 22, 2024 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.