THOMAS A. KLOET - 21 Jun 2023 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Director
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
21 Jun 2023
Net transactions value
$0
Form type
4
Filing time
23 Jun 2023, 16:16:53 UTC
Previous filing
01 Feb 2023
Next filing
13 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +7,614 +57% $0.000000 20,934 21 Jun 2023 Direct F1, F2
holding NDAQ Common Stock, par value $0.01 per share 68,709 21 Jun 2023 By Thomas A. Kloet Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests as to 100% on June 21, 2024.
F2 Represents (i) 14,934 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases.
F3 Reflects shares held by a family trust of which the reporting person is trustee and beneficiary.