Essa Kazim - Jun 21, 2023 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Director
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Jun 21, 2023
Transactions value $
-$49,352
Form type
4
Date filed
6/23/2023, 04:15 PM
Previous filing
Jun 24, 2022
Next filing
Jun 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +6.92K +5.36% $0.00 136K Jun 21, 2023 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$49.4K -996 -0.73% $49.55 135K Jun 22, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock vests as to 100% on June 21, 2024.
F2 Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents 135,024 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 128,103 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.